Patent Related
Supreme Court / Fed. Cir. en banc
Decisions
In Last 2 Decades
米国特許関係
最高裁判決およびCAFC大法廷判決
(1994年〜2014年)
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昨今(特に今年の6月ENDまで)、恐ろしいばかりの頻度で合衆国最高裁が特許関係の事件を取り上げています。私が判例を少し意識しだしたのが1994年です。 In
re DonaldsonというCAFC大法廷判決(1994年)でMeans
Plus Function形式の構成要素はUSPTOにおいても112条第6項に基づき限定的に解釈し審査するということを学びました。1997年にアクロン大学留学時代の友人(日本の文化に戻れずに豪州に逃避した鈴木君、今は某IT企業を立上げ大物です)がHPを試作で立ち上げてくれアップする記事を何にしようかというときにWarner-Jenkinson判決が出ましたので日本語に要約し、アップしました。その後も不定期ですが読者の皆さんの励ましがあり特許関係の大きな判決は概要をアップしてきました。1994年のDonadson判決から今年で20年になります。・・・ということで過去20年を振り返り特許関係の大きな判決(最高裁判決とCAFC大法廷判決)を以下にまとめてみました。
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By Tatsuo YABE
August 25, 2014
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Case Names |
Year F/
(S) |
Summary
of Cases |
1 |
In re Donadson |
1994 F |
Not just a court, but PTO
examiners are also bound by interpretation of MPF claim under §112(6), i.e., what is disclosed in the spec and
equivalents thereof. |
2 |
Markman v. Westview Markman I (Fed Cir) |
1995 F |
Claim construction is a question
of law to be decided by a judge. The appeal court should review an
interpretation of claim with de
novo standard. |
3 |
Markman v. Westview Markman II |
1996 (S) |
Claim construction of a patent, including terms of art within a
claim, is exclusively within the
province of the court. Did
not directly address the issue
of the proper standard of review
by an appellate court. |
4 |
1997 (S) |
If
no reason for amendment is
given, the presumption arises that the amendment
was done for the reason of
patentability. Then, P.H.E. (no DOE) arises. However, if
the patentee successfully rebut the presumption, then P.H.E. is not
applied to the amended element (possibility of DOE application). |
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5 |
Pfaff v. Wells Elecs. |
1998 (S) |
Offer
for sale of an
invented product that was not yet
reduced to practice (if the information provided is sufficient enough
for PHOSIA to understand that it can be manufactured) triggers on sale bar
under §102(b). |
6 |
1998 F |
Claim construction should be reviewed by appellate court by de
novo because it is a question of law. Judge Rader dissents, arguing that
the Supreme Court’s language in Markman
II repeatedly suggested that claim construction is not a pure issue of
law. |
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7 |
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2002 (S) |
When narrowly amending a claimed element during the prosecution
for the reason of patentability, the presumption arises that no
D.O.E. applies to the narrowly amended element. The Festo presumption
is, however, rebuttable (not complete bar). |
8 |
2002 F |
Scope
of D.O.E. coverage
does not expand to the embodiment
disclosed but not claimed. Thus,
disclosed in spec but non claimed subject matter is deemed as dedication
to public. |
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9 |
2004 F |
Rewriting dependent claim in independent form creates a Festo
presumption, i.e., no D.O.E. applies to dependent claim features.
Note that the Festo presumption is yet rebuttable. |
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10 |
2004 F |
Willful
patent infringement
may no longer be inferred
either from the failure to seek
legal advice of counsel or involving the attorney-client privilege. |
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11 |
2005 F |
In interpretation of claim, intrinsic evidence (Spec/Dwgs/Prosecution
History) should be the primary source and reliance on extrinsic evidence
(such as dictionary) should be supplementary.
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12 |
DSU Med. v. JMS Co. |
2006 F |
In DSU Medical, the court made clear
that the intent required for liability under § 271(b) “was stated in Manville
Sales Corp.[:] ‘[t]he plaintiff has the burden of showing that the
alleged infringer’s actions induced
infringing acts and that he knew
or should have known his actions would induce infringements.’” |
13 |
2006 (S) |
4-Factor
Test for a Permanent
Injunction (in civil lawsuits) applies also in patent cases. |
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14 |
MedImmune v.
Genentech |
2007 (S) |
For a licensee to commence a DJ action of patent invalidity, it does not require the licensee to break the license agreement. |
15 |
In re Seagate Tech |
2007 F |
The willful infringement enhanced damages now
requires “at least a showing of objective
recklessness.” Accordingly,
to establish willful infringement, a patentee must show by clear and
convincing evidence that the infringer acted despite an
objectively high likelihood that its actions constituted infringement
of a valid patent. |
16 |
2007 (S) |
No
rigid application of TSM test
to combine the references to invalid claims under §103.
Made it easier for the Examiner to issue 103 rejection and more
difficult for Applicant to rebut the 103 rejections. However, made it
easier to invalidate claims at USPTO and court proceeding by accused
infringer. |
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17 |
Microsoft v. AT&T |
2007 (S) |
Supplying patented a
master software that is copied abroad is not supplying a component
under § 271(f).
Microsoft was found not liable although all the limitations of claims of
AT&T’s patent are read when the copies made in abroad were installed
onto a computer in foreign country. |
18 |
2009 F |
The most unfit PTO director ever, Dudas, appointed by George Bush
made unthinkable rules, limiting # of Continuation Applications, RCEs and
claims in the spec, was partially found invalid. Thereafter, Kappos
rescinded all the new rules made by Dudas. |
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19 |
2009 F |
During the prosecution, no
weight is given to process
features recited in product by process claim.
However, the process features are deemed as limitations when
determining the infringement of product by process claim. |
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20 |
2010 F |
“Witten-Description”
under §112(1) is separate requirement from “enablement requirement” under §112(1). To satisfy W-D
requirement, the spec should include disclosures (embodiments) such that
PHOSIA understands that the inventor
was in procession of the invention of its scope as claimed. |
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21 |
2010 (S) |
Method of hedging risk in commodities trading is an abstract idea
and thus not patent eligible matter under § 101.
Machine-or-transformation test is not the sole test for determining whether a process is
patent-eligible. |
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22 |
2011 (S) |
Induced
infringement under § 271(b)
requires knowledge that induced
acts constitute patent infringement. |
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23 |
2011 (S) |
Bayh-Dole
Act does not automatically confer title in federally funded inventions in
the contractor. |
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24 |
2011 (S) |
Invalidity based on the prior art must
be proved by clear and convincing evidence regardless of the fact that the prior art was reviewed by the
examiner during the prosecution. |
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25 |
2011 F |
The new rule to prove a defense based on “an inequitable
conduct (which leads to a patent unenforceable)” was established,
that is, two elements (materiality
and intent to deceive) must be proven individually by clear and
convincing evidence. The
exception for the materiality is that when the applicant act(s) is deemed
as an egregious conduct. |
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26 |
2012 (S) |
Method for finding suitable
personal dosage of medicine according to his/her metabolism is not
patent eligible subject matter, despite “transformation”
takes place because it essentially claims a law of nature. In order for
such method claim to be patent eligible, claim as a whole must be significantly
more than the law of nature. |
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27 |
2013 (S) |
A
legal malpractice claim against
lawyer based on underlying patent matters does not deprive the state court’s subject matter jurisdiction
over a state law. |
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28 |
2013 (S) |
Patent
Exhaustion Doctrine
does not give green light to Bowman for his reproduction of subsequent
generations of patented seeds. |
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29 |
2013 (S) |
Isolated
DNA (naturally
existing) is not patent eligible subject matter; but cDNA is eligible subject matter. |
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30 |
2014 (S) |
Even when a licensee w/o breaking license agreement files a declaratory
judgment lawsuit of non-infringement, it is the patentee
who bears the burden of persuasion on infringement. |
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31 |
2014 F |
Cybor decision (Fed. Cir. en banc 1998) was reviewed.
Fed. Cir. by 6:4 affirmed its own 1998 Cybor decision (claim
construction is purely legal matter and “de
novo” review is proper). |
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32 |
2014 (S) |
In determining whether the cases are "exceptional" (deserve attorney’s fee shifting) under §
285, district court should consider totality of the circumstances rather
than “rigid subjective bad faith / objectively baseless rule” issued
by Fed. Cir.. |
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33 |
2014 (S) |
District
court was given discretionary power
to decide if the case is “exceptional”
under §285. Thus, district court's exceptional-case determination for
fee-shifting should be reviewed by abuse
of discretion standard. |
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34 |
2014 (S) |
No
inducement liability under
§271(b), when no directly
infringement by a single entity under §271(a). |
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35 |
2014 (S) |
Claims are invalid for
indefiniteness under §112(2), if they fail to inform, with
reasonable certainty, those skilled in the art about the scope of the
invention, in light of the specification and prosecution history. |
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36 |
2014 (S) |
Merely adding a generic computer to the abstract idea of intermediated settlement does not make it patent
eligible subject matter. Skill of
claim drafter does not make non-patent eligible method claim into a
patent eligible recording medium or system claim. |
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37 |
2015 ?? (S) |
Issue: Whether a district court’s factual finding in
support of its construction of a patent claim term may be reviewed de
novo, as the Federal Circuit requires (and as the panel explicitly did in
this case), or only for clear error. TO BE DECIDED…! |
MPF:
Means Plus Function; DOE:
Doctrine of Equivalents; DJ
action: Declaratory Judgment Action; TSM:
Teaching/Suggestion/Motivation; PHOSIA:
Person Having Ordinary Skill In the Art